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CS Executive · Capital Market and Securities Laws · Listing Obligations and Disclosure Requirements

Under the SEBI Act, 1992, which provision empowers SEBI to specify the requirements for listing and transfer of securities and incidental matters, which underpin the periodic disclosure framework for listed entities?

Section 11A(2) of the SEBI Act, 1992 allows SEBI to specify the requirements for listing and transfer of securities and incidental matters, without prejudice to Section 21 of the SCRA. This is the source of its power to prescribe listing and disclosure norms.

  1. ASection 11A(2), without prejudice to Section 21 of the SCRACorrect
  2. BSection 7A, relating to members not participating in meetings
  3. CSection 15H, relating to takeover non-disclosure
  4. DSection 17A of the SCRA, which gives SEBI this power for all companies

Explanation

Section 11A(2) of the SEBI Act lets SEBI specify listing and transfer requirements, without prejudice to Section 21 of the SCRA. Section 7A concerns board members' conflicts at SEBI board meetings. Section 15H is a penalty for takeover non-disclosure. Section 17A deals with listing of certain pooled-investment securities.

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