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FRM Part I · FRM Exam Part I · GARP Code of Conduct

A newly registered FRM Part I candidate says the Code does not apply to her until she passes both Parts and earns the certification. Which response is correct?

She is wrong. The Code applies to GARP Members, which includes FRM candidates as well as certification holders, so her conduct is covered from the time she registers. It is not restricted to certified individuals, to exam day, or to Part II registrants.

  1. AShe is right, because the Code binds only certified FRM holders
  2. BShe is right, because candidates are bound only on exam day
  3. CShe is wrong, because the Code applies to GARP Members including FRM candidates, so it covers her conduct nowCorrect
  4. DShe is wrong, but the Code applies only to candidates who have registered for Part II

Explanation

The Code applies to GARP Members, including FRM certification holders and candidates, so it binds her from registration. It is not limited to certified holders, exam day, or Part II registrants.

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