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Dhruv Ltd., a listed company, issues shares to the public. Its promoters also hold deposits taken from the public and the company is registered in Gujarat. Which statement correctly allocates regulatory roles among the authorities?

SEBI regulates public issues of securities and listing matters, while the Registrar of Companies handles registration and statutory filings under the Companies Act. RBI does not regulate share issues, ROC does not regulate stock exchanges, and CCI deals only with competition issues.

  1. ASEBI regulates the public issue and listing aspects, while the Registrar of Companies handles the company's registration and filings under the Companies ActCorrect
  2. BRBI regulates the public issue of shares, while SEBI handles registration of the company
  3. CThe Registrar of Companies regulates stock exchanges, while SEBI handles filing of annual returns
  4. DCCI regulates both the public issue and company filings

Explanation

SEBI protects investors and regulates issue of securities and listed companies. The ROC registers companies and receives their filings under the Companies Act. RBI does not regulate share issues, and CCI deals with anti-competitive practices. The other options reverse or misassign these roles.

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