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NISM Certifications · NISM-Series-XV: Research Analyst · Introduction to Research Analyst Profession

For an individual to be registered as a research analyst under SEBI regulations, which of the following is a requirement regarding certification?

A person seeking registration as a research analyst must hold the NISM-Series-XV Research Analyst certification or another qualification recognised by SEBI, in addition to the prescribed educational qualification. Experience alone does not exempt the applicant from the requirement.

  1. APassing an NISM research analyst certification examination, or holding other specified qualifications recognised by SEBICorrect
  2. BNo examination is needed if the person has five years of experience
  3. CPassing only a school-level commerce examination
  4. DCertification is required only for corporate analysts, not individuals

Explanation

The regulations require individuals to hold the NISM-Series-XV certification or another qualification recognised by SEBI, along with the prescribed educational qualification. Experience alone does not replace it. The requirement applies to individuals, including those associated with firms.

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