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NISM Certifications · NISM-Series-X-A: Investment Adviser (Level 1) · Key Regulations

Under the SEBI Investment Advisers Regulations, for how long is the certification obtained from NISM valid, requiring renewal thereafter?

The NISM certificate required for investment advisers is valid for three years from the date of the examination. After that period the adviser must pass the examination again to retain a valid certification and continue meeting the registration requirement.

  1. A3 yearsCorrect
  2. B1 year
  3. C5 years
  4. DLifetime

Explanation

NISM certificates are valid for 3 years from the date of the examination, after which the adviser must re-certify to continue to meet the qualification requirement.

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