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NISM Certifications · NISM-Series-XV: Research Analyst · Legal and Regulatory Environment (NISM XV)

Under the SEBI (Research Analysts) Regulations, 2014, a person who wishes to act as a research analyst must generally obtain registration from which body?

SEBI grants registration to research analysts under the SEBI (Research Analysts) Regulations, 2014. NISM conducts the qualifying certification exam, but it does not register analysts. Neither the RBI nor stock exchanges grant research analyst registration.

  1. AReserve Bank of India
  2. BSEBICorrect
  3. CStock exchange where the entity is listed
  4. DNISM

Explanation

Research analysts are regulated by SEBI under the Research Analysts Regulations, 2014, and registration is granted by SEBI. In practice an application is made through a recognised administrative body. NISM only conducts the certification exam, and the RBI and stock exchanges do not register research analysts.

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