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NISM Certifications · NISM-Series-XV: Research Analyst · Legal and Regulatory Environment (NISM XV)

Under the SEBI (Research Analysts) Regulations, 2014, which of the following is the regulatory body that grants registration to a person who wishes to act as a research analyst in India?

The Securities and Exchange Board of India grants registration to research analysts. The activity is governed by the SEBI (Research Analysts) Regulations, 2014. RBI, the Ministry of Corporate Affairs and AMFI have no role in registering research analysts for securities research.

  1. AReserve Bank of India
  2. BSecurities and Exchange Board of IndiaCorrect
  3. CMinistry of Corporate Affairs
  4. DAssociation of Mutual Funds in India

Explanation

Research analysts in India are regulated by SEBI under the SEBI (Research Analysts) Regulations, 2014. SEBI frames the rules, and registration is granted through its recognised administrative body. RBI, MCA and AMFI do not register research analysts.

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