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NISM Certifications · NISM-Series-XV: Research Analyst · Legal and Regulatory Environment (NISM XV)

Under the SEBI (Research Analysts) Regulations, 2014, which of the following is a qualification-related requirement for an individual to be registered as a research analyst?

An individual applying for research analyst registration must hold the prescribed professional qualification and a valid NISM research analyst certification. Exchange membership, long broking experience or depository deposits are not registration requirements under the SEBI Research Analyst Regulations.

  1. APass the NISM Research Analyst certification examination and hold the prescribed professional qualificationCorrect
  2. BHold a membership of a stock exchange
  3. CHave at least 10 years of experience as a broker
  4. DDeposit securities with a depository

Explanation

An individual applicant must hold the prescribed educational qualification and a valid NISM certification for research analysts. Stock exchange membership, a decade as a broker, or depository deposits are not conditions for registration.

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