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NISM Certifications · NISM-Series-XV: Research Analyst · Legal and Regulatory Environment (NISM XV)

Under the SEBI (Research Analysts) Regulations, 2014, which of the following is a requirement for an individual to be registered as a research analyst?

An individual seeking registration as a research analyst must hold the prescribed educational qualification and a valid NISM research analyst certification or an equivalent accepted by SEBI. Net worth, exchange membership or long broking experience are not required for individual registration.

  1. AHolding a minimum net worth of Rs 10 crore
  2. BHolding a valid NISM research analyst certification (or an equivalent prescribed qualification)Correct
  3. CBeing a member of a recognised stock exchange
  4. DHaving a minimum of 15 years of experience in broking

Explanation

The Regulations require an individual applicant to have the prescribed professional qualification and to hold a valid NISM certification, or an equivalent one accepted by SEBI. A Rs 10 crore net worth, exchange membership and 15 years of broking experience are not conditions for individual registration.

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