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NISM Certifications · NISM-Series-XV: Research Analyst · Qualities of a Good Research Report

Which disclosure in a research report most directly addresses a possible conflict of interest of the research analyst?

Disclosing the analyst's or firm's financial interest in, or business relationship with, the subject company directly addresses conflict of interest. It lets readers judge possible bias. Information on founders, subsidiaries or sector outlook is analytical content and does not reveal any conflict.

  1. AThe history of the company's founders
  2. BA statement of the analyst's or the firm's financial interest in, or business relationship with, the subject companyCorrect
  3. CThe list of the company's subsidiaries
  4. DThe sector outlook for the next year

Explanation

Conflict-of-interest disclosure covers holdings, compensation or business relationships with the subject company, which let readers judge possible bias. The other items are content about the company or sector and do not reveal conflicts.

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