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NISM Certifications · NISM-Series-XV: Research Analyst · Legal and Regulatory Environment (NISM XV)

Which of the following is a requirement for an individual to be registered as a research analyst under the SEBI regulations?

An individual seeking registration as a research analyst must hold the prescribed educational qualification and a valid NISM research analyst certification. Stock exchange membership, a Rs 10 crore net worth or employment with a broker is not required for individual registration under the SEBI regulations.

  1. AHolding a valid NISM research analyst certification as prescribedCorrect
  2. BBeing a member of a recognised stock exchange
  3. CHolding a minimum of Rs 10 crore net worth
  4. DBeing employed by a registered stock broker

Explanation

Individual applicants must have the prescribed qualification and hold a valid NISM certification for research analysts. Stock exchange membership, a Rs 10 crore net worth or employment with a broker is not a condition for individual registration.

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