NISM Certifications · NISM-Series-XXI-A: Portfolio Management Services (PMS) Distributors · Introduction to Securities Markets
Which of the following is the regulator that registers and regulates stock exchanges, depositories and portfolio managers in India?
SEBI, the Securities and Exchange Board of India, is the regulator that registers and regulates stock exchanges, depositories and portfolio managers. RBI oversees banking, IRDAI oversees insurance and PFRDA oversees pensions, so none of them regulate the securities market intermediaries.
- AReserve Bank of India
- BSecurities and Exchange Board of IndiaCorrect
- CInsurance Regulatory and Development Authority of India
- DPension Fund Regulatory and Development Authority
Explanation
SEBI regulates the securities market, including stock exchanges, depositories and portfolio managers. RBI regulates banks, IRDAI insurance, and PFRDA pension funds.
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