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NISM Certifications · NISM-Series-XV: Research Analyst · Introduction to Research Analyst Profession

Which statement about the certification requirement for individual research analysts registered under the SEBI (Research Analysts) Regulations, 2014 is correct?

An individual registered research analyst must have the prescribed educational qualification and a valid NISM-Series-XV Research Analyst certification or another SEBI-recognised equivalent. Experience alone does not exempt anyone, and the requirement is not restricted to a particular asset class such as commodities.

  1. ANo certification is required if the analyst has five years of experience
  2. BOnly a post-graduate degree is needed; no examination is required
  3. CThe analyst must hold a valid NISM-Series-XV Research Analyst certification (or an equivalent recognised by SEBI) along with the prescribed qualificationsCorrect
  4. DThe certification is needed only for analysts covering commodities

Explanation

The regulations require individuals to have the prescribed educational qualification and a valid NISM certification, such as NISM-Series-XV, or other recognised equivalent. Experience alone does not replace it and it is not limited to commodities.

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