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NISM Certifications · NISM-Series-V-A: Mutual Fund Distributors · Investor Services

A unitholder has not received a satisfactory reply from the AMC to a complaint. Which platform has SEBI set up for online investor complaint redressal against regulated entities including mutual funds?

SCORES, the SEBI Complaints Redress System, is the online platform where investors can lodge and track complaints against mutual funds and other regulated entities. EDIS, ASBA and UPI mandates relate to delivery instructions, IPO fund blocking and payments, not complaint redressal.

  1. ASCORESCorrect
  2. BEDIS
  3. CASBA
  4. DUPI Mandate

Explanation

SCORES (SEBI Complaints Redress System) is the online platform for lodging and tracking complaints against regulated entities. EDIS is for delivery instructions, ASBA is for blocking funds in public issues, and UPI mandate is a payment tool.

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