NISM Certifications · NISM-Series-VI: Depository Operations · Foreign Portfolio Investors (FPI)
An FPI registered as a Category I FPI wants to know which of the following would typically fall into that category under the 2019 Regulations.
Government and government-related investors, such as central banks, sovereign wealth funds and multilateral agencies, fall under Category I FPI. Individuals, family offices, corporates and unregulated funds are placed in Category II under the 2019 Regulations.
- AIndividuals and family offices
- BUnregulated broad-based funds
- CGovernment and government-related investors such as central banks and sovereign wealth fundsCorrect
- DCorporate bodies and trusts not otherwise regulated
Explanation
Category I includes government and government-related foreign investors such as central banks, sovereign wealth funds and multilateral agencies. Individuals, family offices and corporate bodies fall in Category II.
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