NISM Certifications · NISM-Series-VII: Securities Operations and Risk Management · Investor Grievances and Arbitration
In the investor grievance redressal framework of Indian securities markets, which online platform launched by SEBI allows an investor to lodge a complaint against a listed company or a registered intermediary and track its status?
SCORES, the SEBI Complaints Redress System, is the web-based platform on which investors lodge complaints against listed companies and registered intermediaries and track their status. The other options relate to filings or trading systems, not grievance redressal.
- ASCORESCorrect
- BEDIFAR
- CNEAPS
- DBOLT
Explanation
SCORES (SEBI Complaints Redress System) is the web-based centralised platform for lodging and tracking investor complaints against listed companies and registered intermediaries. EDIFAR is a filing system for company reports, NEAPS is the NSE's electronic application processing system, and BOLT is the BSE's trading system, so none of these is a complaint redress platform.
Did you get it right without looking?
One question tells you little. A timed set on Investor Grievances and Arbitration shows your real accuracy, how long you take and where you lose marks.
More Investor Grievances and Arbitration questions
- Meera wants to pursue a complaint against her stockbroker through the Online Dispute Resolution (ODR) mechanism introduced by SEBI. Which se…
- An investor wishes to file an arbitration reference against a trading member over a dispute arising from a trade. Which statement about the …
- A client's broker is declared a defaulter by the exchange and the client has a valid claim for funds. From which fund can the client seek co…
- A client files an arbitration reference against a member. The client is dissatisfied with the arbitrators' award and wishes to challenge it.…
- Mr. Iyer has a dispute with his trading member that his complaint to the member did not resolve. Under the exchange arbitration mechanism, w…
- An investor is dissatisfied with an arbitration award passed by the arbitrators at the exchange. Which of the following correctly describes …