NISM Certifications · NISM-Series-X-A: Investment Adviser (Level 1) · Grievance Redress Mechanism
Under the SEBI framework for investor grievances, a client of an investment adviser who is dissatisfied with the adviser's response to a complaint can lodge the complaint on which centralised online platform?
The correct platform is SCORES, the SEBI Complaints Redress System. It is a centralised online portal where investors can lodge complaints against SEBI-registered intermediaries such as investment advisers and track the progress of redress until the matter is resolved.
- ASCORES (SEBI Complaints Redress System)Correct
- BNSE Electronic Trading Portal
- CEPFO Member Portal
- DGST Common Portal
Explanation
SEBI runs SCORES, a centralised web-based system where investors lodge complaints against SEBI-registered intermediaries, including investment advisers, and track their status. The other portals are unrelated to securities market grievances.
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