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NISM Certifications · NISM-Series-X-A: Investment Adviser (Level 1) · Grievance Redress Mechanism

Under the SEBI grievance redress framework for securities market intermediaries, which online platform allows an investor to lodge a complaint against a registered investment adviser and track its status centrally?

SCORES, the SEBI Complaints Redress System, is the centralised online platform where investors can lodge complaints against registered intermediaries such as investment advisers and track their status. The other portals relate to exchange filings, income tax or company law, not SEBI investor grievances.

  1. ASEBI Complaints Redress System (SCORES)Correct
  2. BNational Stock Exchange NEAPS portal
  3. CIncome Tax e-filing portal
  4. DRegistrar of Companies MCA21 portal

Explanation

SCORES is SEBI's web-based centralised platform for lodging complaints against listed companies and registered intermediaries, including investment advisers, and for tracking action taken reports. The other portals serve different regulators or purposes such as exchange filings, tax returns and company law filings.

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