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NISM Certifications · NISM-Series-XV: Research Analyst · Introduction to Research Analyst Profession

Which of the following is a requirement for an individual to be registered as a research analyst under the SEBI (Research Analysts) Regulations, 2014?

An individual seeking registration as a research analyst must hold the prescribed professional qualification and a valid NISM certification. Twenty years of broking experience, being a promoter of a listed company or holding an RBI banking licence are not conditions for registration.

  1. AHolding the prescribed professional qualification and a valid NISM certificationCorrect
  2. BHaving at least 20 years of experience in broking
  3. CBeing a promoter of a listed company
  4. DHolding a licence as a banker issued by RBI

Explanation

An individual applicant must meet the qualification requirement prescribed in the Regulations and hold a valid NISM research analyst certification. Long experience in broking, promoter status or an RBI banker licence are not registration conditions.

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